WHO WE SERVE
Built for the firms shaping the future of wealth management.
The Oasis Group works with wealth management firms, asset managers, strategic partners, and industry leaders navigating change and pursuing growth. We bring independent research, practical expertise, and an industry-wide perspective to help organizations solve complex challenges and move forward with confidence.
RIAS (Registered Investment Advisors)
We serve RIAs of all sizes — firms breaking away from a wirehouse or broker-dealer relationship, independent firms, aggregating firms seeking to tuck in or acquire other RIAs, and enterprise firms competing on a national level. These are firms navigating rapid technology change, from AI adoption to cybersecurity threats. We bring predesigned best-practice workflows, expert knowledge of wealth technologies, and implementation experience that our customers leverage to avoid pitfalls — helping RIAs select and implement the right technology stack, build compliant AI use policies, and modernize client-facing processes from prospecting through the annual review cycle. Our team has expert knowledge of SEC compliance requirements for your implementations, so firms can grow without sacrificing fiduciary rigor.
Broker-Dealers
Our team works with broker-dealers including boutique, national, and affiliated firms — larger, often multi-advisor organizations balancing scale with compliance complexity. We bring expert knowledge of FINRA compliance requirements and the cybersecurity expertise you expect from a world-class practitioner in the wealth management space, along with enterprise technology selection and AI governance frameworks that help firms roll out consistent standards and tools across distributed advisor networks.
Family Offices
We serve both single family offices (SFOs) and multiple family offices (MFOs) — firms managing concentrated, high-touch relationships where data sensitivity and discretion are paramount. We advise on data security, AI-driven social engineering risks, and technology decisions that protect sensitive client information while still enabling efficient, personalized service.
Trust Organizations
We serve both Independent Trust and Bank Trust Organizations — fiduciary institutions operating under some of the industry's strictest governance and compliance obligations. We offer expert knowledge of trust workflows and operations, OCC regulations, trust accounting and other trust technologies, and the responsible implementation of AI within trust organizations. We bring our Oasis AI Readiness Index™ and governance-first frameworks to trust firms, helping them evaluate AI and technology adoption in a way that satisfies regulatory scrutiny and fiduciary duty rather than just chasing efficiency gains.