The Dangers of Disparate Data: Leveraging Technology to Consolidate Sensitive Information, Maintain Compliance and Better Protect Your FirmJohn O'Connell2023-10-24T14:21:14+00:00
Why do so many RIAs have compliance data stored in different places? From HR to planning software to client documents on shared drives, disparate data can be perilous from both a cybersecurity and a compliance standpoint.
As cyber threats evolve along with regulations regarding cybersecurity policies, RIAs need to take action to maintain compliance and better protect their firms. In this webinar replay, tenured technology consultant John O’Connell, founder of the Oasis Group, and guest Mac Bartine, CEO of Smartria, examine the dangers of disparate data and what advisors can do to improve their cybersecurity posture.
- The surprising results of Smartria’s recent survey about the SEC’s new Cybersecurity rule
- The hidden compliance pitfalls of maintaining data in many different locations
- How to leverage technology to bring your data together easily and efficiently